“This course focuses on the Conduct Rules applicable to individuals who carry out Senior Management Functions for general insurance intermediary firms (Senior Managers). It may also be relevant to senior personnel in other financial services intermediary firms.
Whilst the course includes a brief overview of the Senior Managers and Certification Regime (SM&CR), it is recommended that learners first complete the SM&CR e-learning module which includes a fuller explanation of the SM&CR requirements.
The course refers to the implications for “Core” organisations. The requirements vary for “Limited Scope” firms and for larger “Enhanced” firms. For full details of the requirements please refer to the FCA https://www.fca.org.uk/publication/policy/guide-for-fca-solo-regulated-firms.pdf”