Governance, Risk & Compliance (Insurance)

"Very informative session that certainly gives food for thought. I look forward to further sessions on this subject to expand knowledge base. Well delivered."

"Informative and well-presented training session. Really helped with focusing on how to present to different audiences and their needs."

"Definitely a very interesting course and I will be revisiting the content to help me to be aware of how this will benefit my job role and myself personally."

"I found the presentation well-presented and engaging, with good visual content. The element of participation kept it engaging and led to good conversation points."

"An informative and enjoyable session which promotes thought and consideration of the impact on leadership and business culture."

"A well-paced informative session that it may be useful to view again as there will be other bits I may have missed whilst writing copious notes!"

Financial Competency - An Overview

75 Minutes

Course Details

Just in Time - Individual Conduct Rules (COCON)

15 minutes

Course Details

Just in Time - Gifts & Hospitality

10 minutes

Course Details

Complaint Handling in a Regulated Environment - FS

2 hr

Course Details

Appointed Representatives (ARs) Regulatory Responsibilities

1 hr

Course Details

The Bribery Act 2010

1 hr

Course Details

Just in Time - Non-Financial Misconduct (SMFs)

Course Details

Financial Conduct Authority - Conduct Risk

1.5 hr

Course Details

The Insurance Conduct of Business Sourcebook (ICOBS) - Introduction

2 hr

Course Details

The Financial Promotion Rules

1 hr

Course Details

UK Financial Sanctions Regime

1.5 hr

Course Details

Product Governance for Distributors - Introduction

1 hr

Course Details

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Governance, Risk & Compliance (Insurance)

"Very informative session that certainly gives food for thought. I look forward to further sessions on this subject to expand knowledge base. Well delivered."

"Informative and well-presented training session. Really helped with focusing on how to present to different audiences and their needs."

"Definitely a very interesting course and I will be revisiting the content to help me to be aware of how this will benefit my job role and myself personally."

"I found the presentation well-presented and engaging, with good visual content. The element of participation kept it engaging and led to good conversation points."

"An informative and enjoyable session which promotes thought and consideration of the impact on leadership and business culture."

"A well-paced informative session that it may be useful to view again as there will be other bits I may have missed whilst writing copious notes!"

Financial Competency - An Overview

Just in Time - Individual Conduct Rules (COCON)

Just in Time - Gifts & Hospitality

Complaint Handling in a Regulated Environment - FS

Appointed Representatives (ARs) Regulatory Responsibilities

The Bribery Act 2010

Just in Time - Non-Financial Misconduct (SMFs)

Financial Conduct Authority - Conduct Risk

The Insurance Conduct of Business Sourcebook (ICOBS) - Introduction

The Financial Promotion Rules

UK Financial Sanctions Regime

Product Governance for Distributors - Introduction

Prefer live, trainer-led training?

Website

E-learning content

Connect

Governance, Risk & Compliance (Insurance)

"Very informative session that certainly gives food for thought. I look forward to further sessions on this subject to expand knowledge base. Well delivered."

"Informative and well-presented training session. Really helped with focusing on how to present to different audiences and their needs."

"Definitely a very interesting course and I will be revisiting the content to help me to be aware of how this will benefit my job role and myself personally."

"I found the presentation well-presented and engaging, with good visual content. The element of participation kept it engaging and led to good conversation points."

"An informative and enjoyable session which promotes thought and consideration of the impact on leadership and business culture."

"A well-paced informative session that it may be useful to view again as there will be other bits I may have missed whilst writing copious notes!"

Financial Competency - An Overview

Just in Time - Individual Conduct Rules (COCON)

Just in Time - Gifts & Hospitality

Complaint Handling in a Regulated Environment - FS

Appointed Representatives (ARs) Regulatory Responsibilities

The Bribery Act 2010

Just in Time - Non-Financial Misconduct (SMFs)

Financial Conduct Authority - Conduct Risk

The Insurance Conduct of Business Sourcebook (ICOBS) - Introduction

The Financial Promotion Rules

UK Financial Sanctions Regime

Product Governance for Distributors - Introduction

Prefer live, trainer-led training?

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Website

E-learning content

Connect