Summary
This course is designed to provide the learner with an overview of the Senior Managers and Certification Regime (SM&CR) as applied to general insurance intermediaries and other financial services intermediary firms.
The course focuses upon the implications for “Core” organisations. The requirements vary for “Limited Scope” firms and for larger “Enhanced” firms. For full details of the requirements please refer to the FCA (https://www.fca.org.uk/firms/senior-managers-certification-regime/solo-regulated-firms).
The course should take approximately twenty minutes to complete.
Certs & Credits
Certificate of Completion
By completing/passing this course, you will attain the Zing Completion Certificate
Learning Credits
CPD 1.0
By the end of this course you will:
Explain the background to the SM&CR
Describe in general terms the main features of the SM&CR as they apply to insurance intermediaries and other financial services intermediary firms
Demonstrate an understanding of what the FCA expects of firms in order to comply with the new requirements
