Summary
This course focuses on the Conduct Rules introduced as part of the Senior Managers and Certification Regime (SM&CR) as they apply to staff working for general insurance intermediaries and other financial services intermediary firms.
Whilst the course includes an overview of the new regime, it is recommended that learners first complete the SM&CR e-learning module which covers the wider SM&CR requirements.
A separate eLearning course for Senior Managers on the how the Conduct Rules apply to them is available on this platform.
Certs & Credits
Certificate of Completion
By completing/passing this course, you will attain the Zing Completion Certificate
Learning Credits
CPD 1.0
By the end of this course you will:
Understand the significance of the Conduct Rules in Financial Services Regulation
Know to whom and to what activities the Conduct Rules apply
Understand how each of the Conduct Rules might affect you in practice
Be aware of possible breach scenarios
Understand what the FCA expects of firms in order to comply with the requirements, including the breach notification requirements
