Financial Conduct Authority - Whistleblowing - FS

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Details

Credits CPD:
1
Course Length:
1 hr

Description

During September 2016 new rules came into being requiring certain regulated firms to ensure that their existing whistleblowing arrangements were sufficiently robust and fit for purpose. Generally, they apply to insurance companies and banks but this is not to say that inappropriate, unethical and sometimes illegal activities are not pursued within insurance intermediaries and other similar firms associated with the provision of insurance policies.This course is designed to highlight the requirements of the new rules, many if not all of which may well be suitable for other regulated firms.Objectives

By the end of this course, you will:

  • Understand the new whistle blowing rules being issued by the regulators
  • Know which firms are bound by the new rules and
  • Appreciate why firms not bound by the rules may still benefit from adopting them

"We have been working with Zing365 over the last couple of months on building our new learning platform, they have been extremely accommodating – working with us to constantly move the project forward."

Coversure

"The team have been incredibly accommodating, consistently driving the project forward with a collaborative and solutions-focused approach.

No request was ever too much, and they made a genuine effort to involve my colleague and myself at every stage of the process."

GHG Solutions

"When it came to finding the right L&D platform for our organisation, the Zing365 platform stood out from all other providers and met all our needs in terms of functionality, features and benefits."

CCTA

"We have been working with Matt & Zing 365 for some time now and they are our preferred training provider.

The quality of material and content is excellent, and the delivery of the training by Matt is the best I have ever seen in a training environment."

Protect Commercial

“The mentorship and guidance throughout the process was invaluable and we highly recommend their services and look forward to working on future projects together.”

Crawford & Company

"We have all managed to improve our approach to our individual brokers and markets, all seeing successes.

Matt also did a follow up meeting with the team which allowed us to ask any questions on things that may not have gone as expected and, from that, we managed to improve yet again."

Kentro Capital Limited

"It’s always a pleasure working with Michelle, incredibly prompt replies, helpful progress reports and structured responses to keep us updated on concurrent projects and training sessions.

The trainer (Bernie) always gets very good reviews and I still remember her training years after attending.”

Clarion

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