Summary
Following the introduction of the Senior Managers and Certification Regime (SM&CR), this course is of limited relevance, except in relation to Appointed Representatives. If you do not work for a firm that is an Appointed Representative or have significant involvement with Appointed Representatives, our courses on the Senior Managers and Certification Regime will be more appropriate for you.
Certs & Credits
Certificate of Completion
By completing/passing this course, you will attain the Zing Completion Certificate
Learning Credits
CPD 1.0
By the end of this course you will:
Recognise the circumstances in which the Approved Persons Regime applies
Understand how the Approved Persons Regime has been superseded by the Senior Managers and Certification Regime
Explain the responsibilities of an Approved Person
Demonstrate an understanding of what might happen should the approved person act outside of their authority
Explain how the FCA approves individuals.
