Financial Conduct Authority – The Role and Responsibilities of Approved Persons

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Following the introduction of the Senior Managers and Certification Regime (SM&CR), this course is of limited relevance, except in relation to Appointed Representatives. If you do not work for a firm that is an Appointed Representative or have significant involvement with Appointed Representatives, our courses on the Senior Managers and Certification Regime will be more appropriate for you.

Certs & Credits

Certificate of Completion

By completing/passing this course, you will attain the Zing Completion Certificate

Learning Credits

CPD 1.0

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By the end of this course you will:

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Recognise the circumstances in which the Approved Persons Regime applies

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Understand how the Approved Persons Regime has been superseded by the Senior Managers and Certification Regime 

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Explain the responsibilities of an Approved Person

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Demonstrate an understanding of what might happen should the approved person act outside of their authority

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Explain how the FCA approves individuals.

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Ready to book? Simply complete the form with your details and we will contact you about the next available dates.

If you require further advice on the suitability of this course, please call our experts on 0117 248 2731

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